Chairvolotti Financial employs a prudent process to investment selection and monitoring. We reinforce continual movement while elevating assumptions and strategy which are part of our decision making process. These principles go hand-in-hand with carrying out our fiduciary responsibilities.
Through this program we can accept ERISA fiduciary responsibilities as a 3(38) investment manager. LPL Financial provides us with the tools and resources needed to support our plan sponsors
We created the "Operations Overview" as a detailed guide for our plan sponsors and plan trustees. The manual includes information regarding your ERISA fiduciary responsibilities and will assist you in preparing for an audit by The Department of Labor. It is designed to guide and help minimize your fiduciary risk.
CEFEX is an independent global assessment and certification organization dedicated to helping investment advisers and managers apply the highest standards of fiduciary excellence in the investment process, governance, risk management and operational processes.